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Chapter 10: Environmental and Historic Preservation

All federally funded projects are required to undergo a review process to assess potential impacts and compliance with applicable federal laws, regulations, and executive orders (EOs). This chapter is designed to inform applicants on the requirements and expectations of the environmental and historic preservation (EHP) compliance review process to ensure smooth communication and efficient progress throughout the Public Assistance (PA) Grant Lifecycle.

I. EHP Compliance Foundations

PA funded projects must comply with FEMA Directive 108-1, Environmental Planning and Historic Preservation Responsibilities and Program Requirements. Projects must address adverse impacts to environmental and historic resources through avoidance, minimization, or compensatory measures.

Greensheet & Technical Staging Controls

A greensheet is an administrative tool prepared by EHP at the beginning of each declaration that outlines the localized EHP information specific to the designated disaster area. EHP specialists provide technical expertise regarding legal mandates, including:

  • Acquisition of environmental permits and official letters of exemption.
  • Direct contact mapping for local, state, and federal regulatory agencies.
  • Simplified guidance for understanding and satisfying project-specific conditions within the Record of Environmental Consideration (REC).
Administrative Record Definitions

When an EHP review is finalized, the determinations are captured in a Record of Environmental Consideration (REC). The REC is a mandatory administrative document that records the application of a categorical exclusion (CATEX) or statutory exclusion (STATEX) to a specific proposed scope of work and captures the compliance determinations made for all applicable EHP laws and EOs.

II. EHP Compliance Review Process

EHP specialists review an applicant's scope of work (SOW) and supporting documentation to verify what the applicant proposes to do, the exact footprints of the work, and what natural or cultural resources may be impacted.

The Project Formulation Ingestion Index

Applicants must provide the following baseline data fields during the project formulation stage to support the review:

  • Physical address and global positioning system (GPS) coordinates for specific work sites, equipment/material staging locations, ground disturbance locations, and borrow material fill source locations.
  • Dimensions of all ground disturbance, explicitly detailing the area length, width, and depth.
  • Detailed repair methods showing the type and quantity of materials, equipment, and supplies used.
  • Original date of facility construction and subsequent structural renovations.
  • Temporary and final disposal site tracking records for incident-generated debris.
  • Explicit timeframes of work performed, sources of fill material, and detailed blueprints, plans, or engineering drawings.
  • Applicable permits, formal authorizations, and copies of correspondence with regulatory agencies.

III. Streamlined vs. Complex EHP Review

A. Streamlined EHP Reviews

FEMA collaborates with regulatory partners to create streamlined procedures, such as programmatic agreements or pre-determined consultations. These tools enable specialists to make quick compliance determinations without outside agency delays.

Streamlined Project Typologies

  • Projects intended to restore a facility back to pre-disaster condition using in-kind or like materials.
  • Projects driven strictly by eligible codes and standards upgrades.
  • Projects involving the direct replacement of damaged contents, supplies, or equipment.
  • Projects with minor repair or construction on buildings less than 45 years old that are not listed or eligible for listing in the National Register of Historic Places.

B. Complex EHP Reviews

Projects with the potential to impact natural or cultural resources require detailed information, independent surveys, and formal consultations with external resource agencies. Timelines for these reviews are established by the responsible external federal, state, or tribal resource agencies.

Outside Consultative Agencies

  • U.S. Fish and Wildlife Service (USFWS) and National Marine Fisheries Service (NMFS).
  • U.S. Environmental Protection Agency (EPA) and U.S. Army Corps of Engineers (USACE).
  • State Historic Preservation Offices (SHPO) and Tribal Historic Preservation Offices (THPO).

Complex Impact Triggers

The following project categories automatically necessitate a complex EHP review:

  • New construction or changes in the location, physical footprint, alignment, or size of a facility.
  • An increase in the size or location of a road, bridge, or culvert.
  • Hazard mitigation proposals and structural codes and standards upgrades.
  • Work affecting buildings, structures, sites, objects, or districts that are 45 years or older, or historic landmarks of any age.
  • Any work resulting in soil movement or changes to the pre-disaster footprint.
  • Work near or within a Special Flood Hazard Area (regulatory floodways, the 1 percent annual chance floodplain, or the 0.2 percent annual chance floodplain for critical actions).
  • Work in or near environmentally sensitive zones (barrier islands, conservation easements, preserves, state/national parks, or wildlife areas).
  • Work in or near beaches, canals, lakes, rivers, streams, wetlands, or fishing piers.
  • Staging, burning, recycling, or disposal of vegetative, construction and demolition (C&D), or hazardous materials.

IV. Emergency vs. Permanent Work EHP Mandates

A. Emergency Work (Categories A & B)

Section 316 of the Stafford Act exempts most emergency actions from detailed review under the National Environmental Policy Act (NEPA). However, compliance with all other environmental laws and executive orders remains mandatory.

1. Debris Removal Operations (Category A)

FEMA must verify that an applicant's debris operations avoid impacts to floodplains, wetlands, threatened/endangered species, and historic or maritime archaeological resources. Operations must prevent hazardous gas release and water supply contamination.

Debris Boundary Setbacks

Staging Boundary Constraints: Applicants must stage debris at a safe distance from property boundaries, surface water bodies, floodplains, wetlands, structures, utility wells, and active septic tanks with leach fields. Upon completion of debris sorting and reduction, full site remediation is required at staging yards and other impacted staging properties.

2. Emergency Protective Measures (Category B)

FEMA must ensure Category B measures avoid impacts to listed species, critical habitats, and historic properties while evaluating the flood risk potential to surrounding areas. For work completed prior to application submission, full documentation must be provided after-the-fact to demonstrate compliance.

Potential Impact Examples
  • Burning of debris and debris removal from waterways or shorelines.
  • Mold remediation, mosquito abatement, and unsafe structure demolition.
  • Constructing temporary access roads, levees, emergency sand berms, or temporary facilities for essential community services.

B. Permanent Work (Categories C-G)

Permanent work projects involving alternate scopes, improved designs, facility relocations to undisturbed areas, or alterations to the pre-disaster size and location trigger intensive EHP compliance workflows.

Original Site Disposition Mandates

For alternate and alternative procedures projects where the applicant chooses to abandon the original facility, specific safety and EHP rules apply to the original site.

Safety Staging & Salvage Deductions

Site Abandonment Rule: If the original facility is left unrepaired and presents a public safety hazard, the applicant must render the facility safe and secure by restricting public access, locking doors, and erecting a perimeter fence, or must fully demolish it. FEMA adjusts capped project funding by the value of any salvaged materials, less the estimated costs to demolish the structure or secure the site.

Non-Funded Site Coordination

Outside Agency Coordination: When no PA funding is utilized for activities at the abandoned site, the applicant is required, as a condition of their grant funding, to coordinate independently with the SHPO/THPO, USFWS, NMFS, or USACE. They must determine if the abandoned structure will adversely affect historic or natural resources and implement any recommended minimization or treatment measures. The applicant bears all costs for this external coordination unless directly related to restoring disaster-related damage.

V. Primary Federal Environmental Laws

A. National Environmental Policy Act (NEPA)

NEPA requires that the effects of proposed federal actions and alternatives on the human environment be shared with the public and considered before execution. FEMA applies four distinct tiers of NEPA compliance review:

  1. Statutory Exclusion (STATEX): Applied to work exempt from NEPA review because the actions are required in the immediate aftermath of a disaster to return facilities to pre-disaster conditions with minimal environmental footprint.
  2. Categorical Exclusion (CATEX): Applied to recurring actions that do not undergo detailed review because the agency has pre-demonstrated that the work has no significant effect on the environment and lacks extraordinary circumstances.
  3. Environmental Assessment (EA): Prepared when a project does not meet a STATEX or CATEX and the potential for environmental impact is unknown. It requires an evaluation of project alternatives and a public involvement component. An EA results in either a Finding of No Significant Impact (FONSI) or a Notice of Intent (NOI) to prepare an Environmental Impact Statement.
  4. Environmental Impact Statement (EIS): A detailed, multi-agency impact study required for major federal actions that significantly affect the human and natural environment.

B. National Historic Preservation Act (NHPA)

Section 106 of the NHPA requires FEMA to assess whether PA-eligible work affects historic buildings, structures, or archaeological resources. FEMA must consult with the SHPO and/or THPO to resolve adverse effects through avoidance, minimization, or programmatic treatment measures.

C. Endangered Species Act (ESA)

Section 7 of the ESA requires FEMA to review funded actions for potential effects on federally listed endangered or threatened species and their designated critical habitats. If an effect is identified, FEMA must engage in formal or informal consultation with the USFWS or NMFS, which may result in project conditions such as seasonal construction timing restrictions or explicit best management practices.

D. Coastal Barrier Resources Act (CBRA)

The CBRA designates undeveloped land along the Atlantic and Gulf Coasts as part of the John H. Chafee Coastal Barrier Resources System (CBRS), making these zones ineligible for most new federal assistance. PA funding inside a CBRS unit is permitted only if the project qualifies for an explicit statutory exception under Section 6 of the CBRA and undergoes formal consultation with the USFWS Ecological Services field office. Proposed actions carried out within or adjacent to an "Otherwise Protected Area" (such as a national wildlife refuge or park) are exempt from this USFWS consultation requirement.

E. Clean Water Act (CWA)

The CWA regulates pollutant discharges into the Waters of the United States (WOTUS).

  • Section 401 & 402: The applicant is legally responsible for obtaining a Section 401 water quality certification and Section 402 National Pollutant Discharge Elimination System (NPDES) permit whenever work occurs in a waterway or has the potential to discharge sediment or wastewater pollutants into surface waters.
  • Section 404: Establishes a program regulating the discharge of dredged or fill material into WOTUS, including wetlands. It is the responsibility of the applicant to obtain a Section 404 permit from the USACE, declare the use of a non-reporting Nationwide Permit (NWP), or provide formal documentation that the activity is exempt.

Section 404 Permit Trigger Index

The following projects regularly trigger CWA Section 404 permitting requirements:

  • Dredging wetlands or placing structural fill material within a wetland footprint;
  • Executing culvert or bridge replacements within a WOTUS boundary;
  • Installing shoreline revetments or heavy embankment armoring rip-rap; and
  • Repairing or replacing docks, piers, or executing beach renourishment projects.

VI. Inter-Agency Coordination & Partnerships

A. Unified Federal Review (UFR)

When multiple federal agencies fund or permit projects in the same geographic area, the UFR process provides a framework to unify environmental reviews, prevent conflicting EHP standards, and offer higher-level dispute resolution if an impasse is reached. For example, when a public housing authority receives PA funds, FEMA EHP coordinates directly with HUD to streamline the environmental review.

B. Heritage Emergency National Task Force (HENTF)

HENTF is a partnership between FEMA’s Office of Environmental Planning and Historic Preservation (OEHP) and the Smithsonian Cultural Rescue Initiative (SCRI). It protects cultural and historic resources from disaster effects and supports the Natural & Cultural Resources Recovery Support Function. HENTF identifies impacts to private nonprofit cultural institutions (museums, libraries, historical societies) and provides specialized technical support to field staff by advising on conservators and evaluating scopes of work for treating damaged cultural objects.

  1. FEDERAL REGULATIONS & LAWS CITED

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