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Chapter 3: Applying for Public Assistance and Applicant Eligibility

This chapter defines the process to request assistance for Public Assistance (PA), starting with the Request for Public Assistance (RPA). It provides information relating to organizations that can benefit from the PA Program, requirements to substantiate eligibility, and important steps that take place following a presidential declaration.

I. Applicant Eligibility

FEMA provides assistance to eligible applicants. As a foundational principle, FEMA must first determine whether an applicant is eligible before evaluating the applicant's claim. FEMA and the recipient review the RPA to determine whether an applicant is eligible for assistance.

Core Jurisdictional Divisions

There are two primary categories of entities that may apply for the PA Program:

  • State, local, Tribal Nation, and territorial (SLTT) entities; and
  • Private nonprofit (PNP) organizations, including houses of worship and other faith-based organizations.

II. Applicant Briefing

As soon as possible following the president's declaration, a recipient conducts briefings for all potential applicants. Recipients are responsible for notifying potential applicants of the date, time, and location of the applicant briefing.

III. Request for Public Assistance

The Request for Public Assistance (RPA) serves as the official application for the PA Program. If an SLTT government entity or PNP wishes to request reimbursement for costs related to damage and impacts from a presidential declaration, it must submit an RPA to FEMA via the PA Grants Portal within 30 days after the respective area is designated. Recipients must also submit an RPA to be eligible to request funding. Once an RPA is approved, the entity becomes an applicant and is eligible to submit projects.

Technical Deadline Exceptions

FEMA extends the deadline for submitting an RPA if a recipient submits a request in writing with justification based on extenuating circumstances beyond an applicant's or recipient's control.

Qualified Extenuating Circumstances
  • The applicant is only claiming categories of work that were not authorized for the respective area in the initial declaration.
  • Delays were due to slow responses or other issues caused by FEMA.
  • FEMA's Grants Portal was offline or otherwise unavailable on the date the applicant tried to submit the RPA, and it matched the exact day of the deadline.
  • Communication systems were down for such an extended time period that applicants in the area were physically unable to receive or send information.
Recipient Review Mandates

The recipient reviews each RPA to determine if the entity meets the criteria of an eligible applicant, provides an assessment of the applicant's risk of noncompliance, and recommends whether FEMA should approve the RPA.

IV. Applicant Eligibility: State, Local, Tribal Nation, and Territorial Government Entities

A. State and Territorial Governments

State and territorial governments, including the District of Columbia, American Samoa, the Commonwealth of the Northern Mariana Islands, Guam, Puerto Rico, and the U.S. Virgin Islands, are eligible applicants. This includes any agency or instrumentality thereof, exclusive of local governments.

Pass-Through Governance

The state or territorial government designates one of its agencies (usually the emergency management agency) as the recipient. The recipient serves as the pass-through entity to the other agencies, which act as subrecipients.

B. Tribal Nations

Federally recognized Indian Tribal Nations, including Alaska Native villages and organizations, are eligible applicants. When a federally recognized Tribal Nation receives a presidential emergency or major disaster declaration, they do not need to designate a separate department or agency to act as the recipient.

Native Corporation Bar

Ineligibility Notice: Alaska Native Corporations are ineligible to apply for assistance as they are privately owned. State-recognized Tribal Nations that are not federally recognized cannot request a presidential declaration, but they remain eligible to receive PA as subrecipients, as do heritage groups.

C. Local Governments

The following specific types of local governments are eligible applicants:

  • Counties and parishes;
  • Municipalities, cities, towns, boroughs, and townships;
  • Local public authorities and school districts;
  • Intrastate districts and regional/interstate government entities;
  • Councils of governments (regardless of incorporation status as nonprofits under state law);
  • Agencies or instrumentalities of local governments;
  • State-recognized Tribal Nations; and
  • Special districts established under state law.

Special District Infrastructure Requirements

Community development districts are special districts that finance, plan, establish, acquire, construct, or reconstruct, operate, and maintain systems, facilities, and basic infrastructure within their community development. To be eligible, the district must own and be legally responsible for the maintenance and operation of an eligible facility that is open to and serves the general public.

V. Applicant Eligibility: Private Nonprofit Organizations

FEMA evaluates a PNP's organization status, and the services provided in each facility owned or operated by the PNP, to determine whether it is eligible. To be eligible, a PNP must have been an established PNP organization, have owned or operated an eligible PNP facility at the time of the incident period, and ensured that the facility provides an eligible service (categorized as either critical or noncritical but essential social services).

A. Organization Eligibility

For an organization to demonstrate its qualifications as a PNP, it must provide a ruling letter from the U.S. Internal Revenue Service granting tax exemption under sections 501(c), (d), or (e) of the Internal Revenue Code, or documentation from the state substantiating it is a non-revenue producing, nonprofit entity organized or doing business under state law.

Exemption Certification Paths

Documentation Alternative: If the organization is not required to obtain 501(c)(3) status or tax-exempt status under applicable state law, it must provide articles of association, bylaws, or other documents indicating that it is an organized entity, alongside a certification that it is compliant with Internal Revenue Code section 501(c)(3) and state law requirements.

B. For-Profit Entities

For-profit entities are strictly ineligible applicants for assistance from FEMA under the PA Program.

Third-Party Contracting Rule

Reimbursement Provision: SLTT government entities may contract with private entities, including for-profit entities, to carry out eligible emergency protective measures. In these cases, FEMA will reimburse the eligible applicant for the cost of eligible work, and the applicant may then compensate the private entity for the provision of goods or services.

C. Facility Eligibility

Prior to determining whether a PNP is an eligible applicant, FEMA must first determine whether the PNP owns or operates an eligible facility that provides an eligible service.

Public Access Standards

A facility owned or operated by a PNP that provides a noncritical, but essential social service must provide those services to the general public to be eligible. PNP facilities meet the requirement of serving the general public if all the following conditions are met:

  • Facility use is not limited to a certain number of individuals, a defined group with financial interest (e.g., a condominium association), certain classes of individuals, or an unreasonably restrictive geographical area.
  • Facility access is not limited to a specific population (such as facilities with gates or other security systems intended to restrict public access).
  • Any membership fees are nominal, waived when an individual shows an inability to pay, are not of such magnitude to preclude use by a significant portion of the community, and do not exceed what is appropriate based on other facilities used for similar services.
Restricted Access Facility Exceptions

Special Facility Allowances: Certain types of facilities that restrict access in a manner clearly related to the nature of the facility—such as senior centers, center-based childcare, custodial care, rehabilitation, or educational facilities—or houses of worship that limit membership to individuals who share a religious faith or practice, are still considered to provide essential social services to the general public.

Facility Eligibility Bans

Facilities established or primarily used for political, athletic, or recreational activities, vocational training, conferences, retreats, or similar activities are ineligible for PA funding.

D. Multiple Facilities

If a PNP operates multiple facilities, or a single facility composed of more than one building, FEMA must evaluate each building independently, even if all are located on the same grounds. Structures that are part of a complex that includes outdoor facilities (e.g., swimming pools, athletic fields, or tennis courts) are not evaluated separately from the rest of the complex when determining the eligibility of the building.

E. Mixed-Use Facility

Eligibility for PNP mixed-use facilities is dependent on the primary use of the facility, which is determined by the amount of physical space dedicated to eligible versus ineligible services. Primary use is the use for which more than 50 percent of the physical space in the facility is dedicated. FEMA evaluates the entire structure when determining primary use; it does not separately address individual areas, such as floors, basements, or wings. Common space, such as bathrooms, hallways, lobbies, closets, stairways, and elevators, are excluded from mixed-use space calculations.

Mixed-Use Proration Enforcement

Proration Rule: If FEMA determines that 50 percent or more of physical space is dedicated to ineligible services, the entire facility is ineligible. If the facility is eligible, FEMA prorates funding based on the percentage of physical space dedicated to eligible services. The applicant is responsible for the balance of restoration costs and must restore the entire facility to receive funding for repairs to the eligible-use portions.

F. Mixed-Use Space

In cases where the same physical space is used for both eligible and ineligible services, the primary use is the use for which more than 50 percent of the operating time is dedicated in that shared physical space. If space is available for use, but the applicant cannot support that it is used for eligible services for more than 50 percent of the operating time, this criterion is not met. If 50 percent or more of the operating time in the shared physical space is dedicated to ineligible services, FEMA does not include that physical space when evaluating primary use.

G. Leased Facilities

If an eligible PNP leases a facility to another eligible PNP that provides an eligible service in that facility, the facility is eligible. Whichever PNP (the owner or the lessee) has the legal responsibility to maintain the facility under the lease agreement is the eligible applicant.

H. Small Business Administration Loan Requirement

Following a major disaster declaration, PNPs with facilities that provide noncritical, essential social services must apply for a disaster loan from the Small Business Administration (SBA) and receive a determination before FEMA can provide PA funding for permanent work. FEMA only provides funding for permanent work costs that an SBA loan will not cover.

SBA Deadline and Acceptance Penalties

SBA Framework Constraints: If the PNP misses the SBA application deadline, including any SBA-approved extension, permanent work is completely ineligible for PA funding. If the PNP declines an SBA loan, PA funding is limited to the costs that the loan would not have otherwise covered. This applies even when the PNP cannot accept the terms of the loan (e.g., due to collateral requirements), resulting in an SBA denial.

VI. Private Nonprofit Services

Critical Services Categorization Index

To be categorized as an eligible critical service, the establishment must fall under one of the following diagnostic categories:

  • Education: Primary or secondary education as determined under state law; or accredited higher-education institutions awarding degrees or providing 1-year vocational training.
  • Emergency Medical: Clinics, dialysis facilities, hospices, nursing homes, long-term care facilities, and related administrative/support structures providing diagnosis or treatment of mental or physical injury or disease.
  • Utility: Communications transmission, electric power generation/transmission, wastewater collection/treatment, and municipal water treatment/distribution.
  • Emergency Services: Ambulance services, fire protection, rescue operations, and public broadcasting stations monitoring the Emergency Alert System.

Noncritical, Essential Social Services Index

The following establishments are recognized as eligible noncritical, essential social services:

  • Community Centers: Multipurpose arts programming, senior citizen projects, food assistance programs, blood drives, and community board meetings.
  • Support Facilities: Alcohol and drug treatment centers, rehabilitation services, assisted living facilities, custodial care, and low-income housing programs.
  • Specialized Service Centers: Homeless shelters, houses of worship (churches, synagogues, mosques, temples), public libraries, museums, zoos, arboretums, and botanical gardens.
  1. FEDERAL REGULATIONS & LAWS CITED

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